For the sponsor who just found out they need one, the third party administrator who gets asked every January, and the auditor who needs to know where this recordkeeper keeps its certification.
Maintained by the audit team at Ledgerline. Vendor neutral by policy: we never rank or recommend ourselves here.
Free, no signup, nothing stored. Each one shows its method.
The parts of an audit that are pure lookup, kept in one place instead of in an auditor’s head. Every row carries where the fact came from and when it was last checked.
Each one says how much of it is confirmed. Most rows are still open questions we have put to the recordkeepers, and they are shown as open rather than filled in with a plausible guess, because a wrong report name costs somebody an afternoon.
This site is paid for by Ledgerline, which audits 401(k) plans for a living. That is a conflict, so here is how we hold it at arm’s length.
We are never listed as a recommended auditor here, on any page. Where we name audit firms working on a recordkeeper, we name the ones the recordkeeper itself names, competitors included, and we are not added to that list.
Every factual row says whether it came from the recordkeeper’s own published material or from our reading, and when it was last checked. Recordkeepers can correct any row, and the correction goes in.
If you want to hire an auditor, that conversation belongs on ledgerlineaudit.com, not here.